Submit an Appeal from decisions made by SCA and markets

This service enables all market participants to appeal against decisions made by the SCA in relation to disputes between investors and entities subject to its supervision as well as against the decisions issued against them due to their violation of the law and regulations

Service Process

Conditions & Requirements

Submit the appeal with all required documents within 30 days of notification. If the deadline falls on a holiday, it extends to the next business day; otherwise, it's void.

The application must include a detailed explanation of its subject and the appellant’s demands and reasons for appeal filing.

The appellant should have a legitimate interest in submitting the appeal application

Appealing against decisions involving (guidance, warnings, and referrals to judicial authorities) will not be reviewed

FAQ’s

Do I have the right to object to the Grievance Committee’s decision?

Can I submit additional documents following the filing of the appeal request?

Service completion duration

Application (Processing) Time
5 Mins

Service Duration
20 Days5 Mins

Service channels

SCA WEBSITE

Target audience

Market
Investor/Individual
Foreign investment fund
Local investment fund
Financial services company
Foreign public joint-stock company
Governmental public joint-stock company
Local public joint-stock company

Service Code

370-007-002-000

Required Documents

Copy of the decision appealed against (related to the matters referred to in service definition).
Information and contact details of the parties to the appeal, in addition to the appellant’s identification papers.
Copy of the complaint filed earlier with the SCA (if the appealed against decision is related to a complaint).
Copy of the power of attorney if the appeal was filed by the appellant’s agent, provided that the original power of attorney is reviewed
All of the documents supporting the appeal application
Any other documents the committee deems necessary for the resolution of the appeal, given that they are provided within the period specified by the committee.

For assistance, get in touch through

Call: 800 SCAUAE (722823)

Working Hours

Monday-Thursday: 7:30 AM - 3:30 PM
Friday: 7:30 AM - 12:00 PM

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